Reduce the complexity of financial controls management with Vanguard’s SOX Solution

Sarbanes-Oxley (SOX) solutions from Vanguard enable organizations to automate the entire compliance lifecycle – from design and documentation, through test, review, approval and certification – reducing the cost and complexity of compliance. Vanguard’s solutions provide transparency into the state of compliance, ensuring that compliance demands are being addressed.

Reducing the Complexity

Vanguard’s SOX compliance solutions can help your organization:

  • Maintain secure and centralized management of all financial compliance data.
  • Document compliance policies and procedures, capturing full audit trails and approvals.
  • Provide executive management with dashboards and reports on the state of SOX compliance, with quick and easy navigation to potential problem areas.

Today Vanguard takes a multi-step approach to SOX compliance based on the Vanguard Cybersecurity Framework, consisting of Enterprise and Cloud Authentication, NIST Support and Best Practices, DB2 Database Reporting, SIEM – Enterprise Interface and comprehensive Operational Efficiency modules delivering the most comprehensive SOX solution in the industry today.


Vanguard developed this robust solution specifically targeting SARBANES-OXLEY governance, risk and compliance.

Vanguard Security Solutions

Cloud Authentication provides the control required across the enterprise, supporting any SAML based cloud including Google, Yahoo, Sales Force, Microsoft 365, LinkedIn and any other Security Assertion Markup Language cloud.

Continuous Monitoring of information systems security provides organizations with near real-time information about security breaches and changes in security controls reducing risk, exposure and vulnerabilities.

SIEM provides a holistic, unified view into not only the infrastructure but also workflow, compliance and log management. SIEM can provide a multitude of capabilities and services efficiently.

GDPR is designed to give individuals better control over their own personal data and establish a single set of
rules across Europe.

Protecting the confidentiality, integrity and availability of patient information is no longer just a best practice for healthcare organizations HIPAA is a legal requirement.

Vanguards HITRUST solution is a comprehensive, standards based solution solving the complex challenges that face the Health Information Trust Alliance (HITRUST).

Vanguard’s IAM solution automates and simplifies z/OS® security server security and compliance administration tasks and enhances delegation capabilities and identity governance.

With such a large diversity of vendors, it is easy for IT security decision-makers to get confused about which solution is right for their organization. Therefore, Vanguard goes the extra distance insuring robust support for the most diverse range of token technologies.

Vanguard’s PCI security solution helps determine your level of compliance with PCI, as well as validate your adherence to PCI requirements.

z/Secure Replacement Solution – Upgrade to the Next Generation of Cyber Security.